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Posted 24 January, 2019

HEAD OF COMPLIANCE

Core-Asset Consulting
Edinburgh Full Time
Reference: BBBH11606_1548348453

Job description: Do you have experience of managing a firms compliance team, developing and owning an annual compliance plan and implementing risk...

Job description:

Do you have experience of managing a firms compliance team, developing and owning an annual compliance plan and implementing risk based compliance framework?

If so then we have a new and exciting role that may be of interest to you.

Our client, a global asset management firm is looking for an interim Head of Compliance to join their business on an initial 6 month contract based in Edinburgh.

Core requirements:

  • Extensive and broad compliance experience within the financial services
  • Excellent written / oral communication skills and the ability to interact at all levels within the firm
  • Ability to form close working relationships across the business and influence local and global stakeholders
  • Deep understanding of the FCA and EU regulation impacting the asset management sector (SEC experience is considered advantageous)

Core responsibilities:

  • Leadership and day to day management of the firm's compliance team, developing and maintaining a high performance culture within the team.
  • The effective implementation of the firms risk based compliance framework and maintaining accurate and up to date compliance records.
  • Develop and own the annual compliance plan.
  • Oversight of all board, senior manager and executive risk committee reporting provided by the compliance team, including but not limited to Money Laundering, monitoring activity results and progress, policy attestations and amendments.
  • Lead key interactions with our regulators (FCA, SEC and other global regulators as required)
  • Working in collaboration with the Regulatory team in the first line, ensure that all relevant regulatory changes are considered, analysed and impact assessed, shared with business SMEs for change implementation.
  • Working in collaboration with the Regulatory team and HR, ensure all relevant regulatory training is available and complete across the business.


Job reference: 11606
To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.
INDCAS

This listing expired on 23 Feb. Applications are no longer accepted.

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